
By Matthias Jahnke
Hierbei wird kaum einer anderen Bankdienstleistung so viel Beachtung seitens der Regulatoren entgegengebracht, wie es bei der Anlageberatung geschieht. Auf der einen Seite vertreten manche Stakeholder die Auffas-sung, dass die bisherigen restriktiven Konsequenzen nicht ausreichend seien, um u.a. den Anlegerschutz zu stärken. Andererseits empfinden vor allem Anlageberater, aufgrund der bisher umgesetzten Schwerpunkte, die Anforderungen als zu umfangreich und nur schwer umsetzbar . Angesichts der avisierten Zielsetzungen ist jedoch aktuell „ein Ende weiterer Regulie-rung nicht abzusehen“ .
Read Online or Download Die Ausweitung der regulatorischen Vorschriften in der Anlageberatung: Darstellung und kritische Würdigung (German Edition) PDF
Similar banks & banking books
Informal Funds Transfer Systems: An Analysis of the Informal Hawala System (IMF's Occasional Papers)
Because the terrorist assaults of September eleven, 2001, there was elevated public curiosity in casual cash move (IFT) platforms. This paper examines the casual hawala approach, an IFT procedure discovered predominantly within the center East and South Asia. The paper examines the historic and socioeconomic context during which the hawala has developed, the operational positive factors that make it at risk of power monetary abuse, the financial and financial implications for hawala-remitting and hawala-recipient nations, and present regulatory and supervisory responses.
Financial Market Regulation: Legislation and Implications
What function may still law play in monetary markets? What were the ramifications of economic rules? to respond to those and different questions in regards to the efficacy of laws on monetary markets, this e-book examines the impression of the Gramm Leach Bliley Act (GLBA), also known as the monetary Modernization Act of 1999, which essentially replaced the monetary panorama within the usa.
From Fragmentation to Financial Integration in Europe
From Fragmentation to monetary Integration in Europe is a finished learn of the eu Union economic system. It offers an outline of the problems critical to securing a more secure economic system for the ecu Union and appears on the responses to the worldwide monetary drawback, either on the macro level—the pendulum of monetary integration and fragmentation—and on the micro level—the institutional reforms which are occurring to handle the situation.
This e-book explores the demanding situations confronted via the japanese economic climate and the japanese banking undefined following the monetary situation that emerged round the flip of the final millennium. the writer explores how the japanese monetary trouble of the overdue Nineties engendered large restructuring efforts within the banking undefined, which finally ended in much more sweeping alterations of the industrial procedure and long term deflation within the 2000s.
- Islamic Banking im globalen Finanzsystem (German Edition)
- Bankwirtschaft: (Studienwissen kompakt) (German Edition)
- Die neuen Liquiditätsregelungen nach Basel III. Darstellung und kritische Würdigung (German Edition)
- Darstellung und kritische Würdigung von Covenants als Instrument der bankwirtschaftlichen Kreditrisikosteuerung (Aus der Reihe: e-fellows.net stipendiaten-wissen) (German Edition)
Additional info for Die Ausweitung der regulatorischen Vorschriften in der Anlageberatung: Darstellung und kritische Würdigung (German Edition)
Example text